Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffery Sanders (Sanders), previously associated with Woodmen Financial Services, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Sanders recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on May 23, 2024.
Respondent Sanders failed to respond to FINRA requests for information.