Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jazlynn Torres (Torres), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Torres recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 18, 2022.
Client alleges that the Financial Advisor failed to follow their instructions to liquidate their mutual fund position and reallocate the proceeds to a money market fund. The dates when the activities took place are March 22, 2022 thru May 20, 2022.