Securities Lawyers Blog
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jason Zahtila (Zahtila), currently associated with K2 Capital Asset Management, LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Zahtila concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $900,000.00 on October 26, 2020.
Alleged unsuitable investments, churning and commission charges.