Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Turner (Turner), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Turner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 06, 2023.
BREACH OF FIDUCIARY DUTY, SUITABILITY, FRAUD, NEGLIGENT MISREPRESENTATION, FAILURE TO SUPERVISE, VIOLATION OF INDUSTRY RULES, BREACH OF CONTRACT.