Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Slezak (Slezak), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Slezak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $646,520.00 on April 10, 2023.
Registered Representative Jason Slezak sold claimant GWG L Bonds in August 2017 and December 2018, totaling $656,520. Following GWG’s bankruptcy in 2022, Claimant is now alleging these trades were unsuitable. Claimant also alleges breach of fiduciary duty, negligent misrepresentation, lack of sufficient due diligence, failure to supervise, and Regulation Best Interest Violations.