Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Seurer (Seurer), currently associated with Landolt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Seurer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $84,000.00 on January 05, 2024.
Almost 2 years following GWG Holdings Inc. filing for Chapter 11 bankruptcy protection, the customer is now alleging that her L bond purchases from November 2019 were unsuitable