Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason La Vigne (La Vigne), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that La Vigne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $203,000.00 on November 20, 2023.
The Claimants allege that the financial professional sold them alternative investments that were unsuitable.