Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jarrett Strickland (Strickland), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Strickland recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $45,000.00 on September 26, 2024.
Time Frame: October 1st, 2021 to September 26th, 2024\, \, What were the allegations against the individual – Client verbally alleges that FA solicited him to invest in a financial arrangement in which the client sent $55,000 to form a partnership to purchase land for a housing development for the benefit of the FA, the client and a third party. Client now states that he has requested money back and the FA has not returned.