Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Janine Ledbetter (Ledbetter), previously associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ledbetter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,999.00 on December 05, 2023.
Claimants allege unsuitable recommendations of alternative investments, primarily in Northstar Healthcare REIT starting in 2013.