Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Janice Reid (Reid), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reid recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,070.51 on June 06, 2022.
Customer alleges that his Variable Annuity was not surrendered in a timely manner and he was misled regarding the surrender value of his annuity. The annuity was purchased on September 16, 2021.