Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jamie Cooke (Cooke), previously associated with Voya Financial Advisors, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Cooke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on August 27, 2021.
Claimant alleges the representative recommended an investment that was unsuitable.