Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Van Meter (Van Meter), currently associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Van Meter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $349,482.90 on June 29, 2022.
Client alleges that the representative recommended unsuitable investments beginning in 2020.