Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Tammaro (Tammaro), currently associated with Kenmar Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tammaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $940,000.00 on February 22, 2023.
In 2014, [REDACTED] as an advised investor lent approx. $ 940,000 to Pebbles, an investment banking client of TGP Securities at the time. In 2020, [REDACTED] claimed fraud and filed lawsuit in New Jersey Superior Court, docket UNN-L-003214-20 dated October 1, 2020. This case was stayed by the New Jersey Superior Court Union County on October 25, 2022 and directed it to be arbitrated under the FINRA Rules. On February 22, 2023, [REDACTED] filed for arbitration with FINRA, case 23-00455.