Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Siemonsma (Siemonsma), previously associated with Msec, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Siemonsma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on February 20, 2024.
Claimants allege Mr. Siemonsma made an unsuitable recommendation for an alternative investment purchase.