Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Shenk (Shenk), currently associated with Ifp Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shenk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $433,000.00 on December 07, 2022.
The claimants allege unsuitable investments.