Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Schrack (Schrack), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schrack recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $995,000.00 on May 01, 2023.
Client alleges registered representative recommended an unsuitable investment.