Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Parascandola (Parascandola), previously associated with Pruco Securities, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Parascandola recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,120.06 on April 18, 2024.
Customer alleges that the rep did not fully disclose all the facts regarding unauthorized transactions related to her accounts and that the Rep opened a GoFundme account on her behalf but she did not receive all of the funds that were raised.