Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Maurer (Maurer) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Maurer was employed by Network 1 Financial Securities INC. at the time of the activity. If you have been a victim of Maurer’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on April 09, 2025.
Breach of Fiduciary Duty, Unsuitable Recommendations, Misappropriation of Funds