Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Margraf (Margraf), previously associated with Center Street Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Margraf recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on August 08, 2023.
Client alleges registered representative recommended an unsuitable investment.