Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Cheney (Cheney), currently associated with M Holdings Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cheney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on January 27, 2026.
Client alleges the RR misrepresented the terms of a variable life insurance policy purchased in 1993.