Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker James Burton (Burton) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Burton was employed by Farmers Financial Solutions, LLC at the time of the activity. If you have been a victim of Burton’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a final customer complaint on April 24, 2025.
Without admitting or denying the findings, Burton consented to the sanction and to the entry of findings that he failed to provide documents requested by FINRA during its investigation into sales of promissory notes in a company claiming to offer investments in crypto asset funds and programs. The findings stated that Burton initially cooperated with FINRA’s investigation, but ultimately ceased doing so.