Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jade Eagles (Eagles), previously associated with Tiaa-cref Individual & Institutional Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Eagles recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,032,000.00 on May 08, 2025.
The claimants alleged fraud, deceit, misrepresentation, omission of material fact, breach of fiduciary duty, breach of contract, negligence, and interference with economic advantage based on alleged failure to supervise oil and gas investments and conflicts of interest with other family members.