Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Michaletz (Michaletz), currently associated with Dai Securities, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Michaletz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,000.00 on August 10, 2021.
Claimant alleges the representative recommended an investment that was unsuitable.