Isaiah Williams

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Isaiah Williams (Williams), previously associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Williams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,500,000.00 on July 08, 2025.

Client alleges that the registered representative failed to act in his best interest and recommended an unsuitable asset allocation strategy.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Isaiah Williams (Williams) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Williams was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated at the time of the activity. If you have been a victim of Williams’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint on December 05, 2024.

Client alleges misappropriation, unsuitable asset allocation strategy, misrepresentations and an improper outside business activity.

Articles Tagged with Isaiah Williams

Broker Isaiah Williams in Merrill Lynch, Pierce, Fenner & Smith Incorporated Firm Has Customer Complaint

There are Recent Customer Complaints with Broker Isaiah Williams in Firm Merrill Lynch, Pierce, Fenner & Smith Incorporated