International Assets Advisory Tag Archives

There are Recent Customer Complaints with Broker Gregory Long in Firm International Assets Advisory, LLC

March 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Long (Long), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Long recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on February 02, 2021.

Breach of fiduciary responsibility, breach of contract, failure to supervise

Broker Donald Gunn in International Assets Advisory, LLC Firm Has Customer Complaint

February 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Gunn (Gunn), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gunn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on March 16, 2021.

Negligence, violation of florida’s securities and investor protection act, common law fraud, etc. Regarding purchase of gpb products.

There are Recent Customer Complaints with Broker Michael Mawby in Firm International Assets Advisory, LLC

January 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mawby (Mawby), previously associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mawby recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $545,000.00 on November 18, 2021.

Plaintiff alleges that money was withdrawn from the trust without consent of the trustees. Civil suit alleges breach of fiduciary duty, theft, fraud, receiving stolen property, and negligence. July 2020.

There are Recent Customer Complaints with Broker Damian Bell in Firm International Assets Advisory, LLC

November 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damian Bell (Bell), previously associated with International Assets Advisory, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on August 11, 2022.

UNSUITABLE AND MISLEADING INVESTMENT REPRESENTATIONS, OMISSION OF MATERIAL FACTS, UNSUITABLE DUE DILIGENCE

Broker Steven Ridgley in International Assets Advisory, LLC Firm Has Customer Complaint

September 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Ridgley (Ridgley), previously associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ridgley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $135,996.99 on May 19, 2023.

BREACH OF COMMON LAW DUTY, VIOLATION OF PERTINENT RULES, VIOLATIONS OF SEC ACT OF 1934 (10B), BREACH OF EXPRESSED OR IMPLIED FIDUCIARY RESPONSIBILITY.

Broker William Conn in International Assets Advisory, LLC Firm Has Customer Complaint

August 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Conn (Conn), previously associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one regulatory event, alleging that Conn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on April 07, 2025.

Without admitting or denying the findings, Conn consented to the sanctions and to the entry of findings that he exercised discretion in customer accounts without prior written authorization from the customers or prior permission from his member firm. The findings stated that the customers knew Conn was placing trades in their accounts. The findings also stated that in circumvention of firm policy, Conn gifted one of the customers a total of $120,000 by making deposits into her checking account. Conn failed to disclose these gifts to the firm. In addition, Conn falsely stated on his annual questionnaire that he had not gifted any customer more than $100.

Broker Michael Boothe in International Assets Advisory, LLC Firm Has Customer Complaint

June 11, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Michael Boothe (Boothe), previously associated with International Assets Advisory, LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Boothe concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $960,000.00 on December 21, 2023.

Fraud, excessive trading/commissions, unauthorized trading, breach of fiduciary duty, unsuitability, breach of contract, negligence, unjust enrichment 2014-2018

There are Recent Customer Complaints with Broker Theodore Byrer in Firm International Assets Advisory, LLC

June 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theodore Byrer (Byrer), previously associated with International Assets Advisory, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Byrer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 01, 2024.

Claimant Alleges, inter alia, unsuitability with respect to investments – January 2019 through August 2022

There are Recent Customer Complaints with Broker Henry Taylor in Firm International Assets Advisory, LLC

May 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henry Taylor (Taylor), previously associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,001.00 on April 17, 2024.

Suitability/negligence. 2017

There are Recent Customer Complaints with Broker Shannan Denison in Firm International Assets Advisory, LLC

March 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shannan Denison (Denison), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Denison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on September 09, 2024.

Alleged unsuitable investment recommendations and misrepresentation and omission of material information in reference to multiple alternative investments.