Independence Capital Co.

Broker Jon Heischman in Independence Capital Co., INC. Firm Has Customer Complaint

August 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Heischman (Heischman), currently associated with Independence Capital Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Heischman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $157,000.00 on February 05, 2025.

Ivestment was not suitable

There are Recent Customer Complaints with Broker Thomas Scheiman in Firm Independence Capital Co., INC.

August 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Scheiman (Scheiman), currently associated with Independence Capital Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Scheiman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 20, 2025.

Registered representavie Jeffrey Rocheck invested customers in a non existing Real Estate 2017 to 04/2024

There are Recent Customer Complaints with Broker David Toetz in Firm Independence Capital Co., INC.

May 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Toetz (Toetz), currently associated with Independence Capital Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Toetz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 23, 2025.

Failure to supervise Registered Representative who puyt customers in non exsiting Real Estate program

There are Recent Customer Complaints with Broker Dennis Twarogowski in Firm Independence Capital Co., INC.

May 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dennis Twarogowski (Twarogowski), currently associated with Independence Capital Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Twarogowski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 23, 2025.

Failuret to supervise registered representavie who put customers in a non existing Real Estate program