Articles Tagged with IBN Financial Services

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $540,000.00 on July 31, 2025.

Unsuitability, breach of fiduciary duty, breach of contract, misrepresentation and omission; fraud; fraudulent concealment, negligent hiring, failure to supervise

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Kieffer (Kieffer), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kieffer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on November 07, 2022.

Inadequate due diligence of product, failure to disclose possible program risks

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Gomperz (Gomperz), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gomperz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $158,000.00 on March 14, 2023.

Suitability in GWG holdings

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dagosta (Dagosta), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dagosta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 31, 2023.

Allegations of unsuitable recommendations, failure to act in client best interest, misrepresentation and lack of due diligence

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on June 12, 2025.

Investment recommendation in promissory note is alleged to have been inappropriately made.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Kalmus (Kalmus), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kalmus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 31, 2024.

Claimants state state unsuitable recommendation and inadequate due diligence of offerings presented by GPB Capital Holdings, LLC.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Avery (Avery), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Avery recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $633,000.00 on May 24, 2024.

Failure to supervise the activities of RR during his period of association, March 2021 through June 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Storzinger (Storzinger), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Storzinger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on June 17, 2024.

SOC alleges that during the period of his association with the Firm, Respondent was liable for: violations of FINRA Rules 2010, 2020, 2111, and 3280; negligence; and, breach of contract. The Respondents period of registration has been since December 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00  on January 27, 2025.

Negligence; breach of fiduciary duty; breach of contract; unjust enrichment; and, aiding and abetting fraud. Alleged dates of activity are May 2021 to June 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Mcarthur (Mcarthur), previously associated with IBN Financial Services, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Mcarthur recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $4,000,000.00 on December 11, 2024.

Breach of fiduciary duty; failure to supervise; negligence and gross negligence; misrepresentations and omissions. The alleged activity occurred from December 2019 to February 2023.

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