IBN Financial Services

Broker Richard Stevens in IBN Financial Services, INC. Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Stevens (Stevens), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stevens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,300,000.00 on July 13, 2022.

Unsuitable product recommendation, insufficient product due diligence

Broker Frank Barravechia in IBN Financial Services, INC. Firm Has Customer Complaint

November 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Barravechia (Barravechia), currently associated with IBN Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barravechia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $348,000.00 on September 12, 2022.

Client claims unsuitable investments and misrepresentation with the purchase of GWG Holdings L Bonds. Alleged activity occurred between 2017 and 2019

There are Recent Customer Complaints with Broker James Mcarthur in Firm IBN Financial Services, INC.

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Mcarthur (Mcarthur), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcarthur recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $540,000.00 on July 31, 2025.

Unsuitability, breach of fiduciary duty, breach of contract, misrepresentation and omission; fraud; fraudulent concealment, negligent hiring, failure to supervise alleged for the period of March 2021 through June 2022.

Broker Vincent Camarda in IBN Financial Services, INC. Firm Has Customer Complaint

October 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $540,000.00 on July 31, 2025.

Unsuitability, breach of fiduciary duty, breach of contract, misrepresentation and omission; fraud; fraudulent concealment, negligent hiring, failure to supervise

Broker Thomas Kieffer in IBN Financial Services, INC. Firm Has Customer Complaint

October 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Kieffer (Kieffer), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kieffer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on November 07, 2022.

Inadequate due diligence of product, failure to disclose possible program risks

There are Recent Customer Complaints with Broker Paul Gomperz in Firm IBN Financial Services, INC.

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Gomperz (Gomperz), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gomperz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $158,000.00 on March 14, 2023.

Suitability in GWG holdings

Broker Robert Dagosta in IBN Financial Services, INC. Firm Has Customer Complaint

September 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dagosta (Dagosta), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dagosta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 31, 2023.

Allegations of unsuitable recommendations, failure to act in client best interest, misrepresentation and lack of due diligence

There are Recent Customer Complaints with Broker Vincent Camarda in Firm IBN Financial Services, INC.

August 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on June 12, 2025.

Investment recommendation in promissory note is alleged to have been inappropriately made.

There are Recent Customer Complaints with Broker Peter Kalmus in Firm IBN Financial Services, INC.

June 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Kalmus (Kalmus), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kalmus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 31, 2024.

Claimants state state unsuitable recommendation and inadequate due diligence of offerings presented by GPB Capital Holdings, LLC.

Broker Christopher Avery in IBN Financial Services, INC. Firm Has Customer Complaint

May 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Avery (Avery), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Avery recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $633,000.00 on May 24, 2024.

Failure to supervise the activities of RR during his period of association, March 2021 through June 2022.