Articles Tagged with IBN Financial Services

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Gregory Bodkin (Bodkin), currently associated with Revere Securities LLC / Mcg Securities LLC / IBN Financial Services, INC., has been subject to at least 4 disclosable events. These events include 4 customer complaints. Several of those complaints against Bodkin  concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,355,156.98 on February 16, 2022.

Fraud, churning, unauthorized trading, excessive trading/commissions, breach of fiduciary duty, unsuitable recommendations, breach of contract, negligence, unjust enrichment, and failure to supervise. No specific dates of alleged activity are provided, due to the numerous clients contained in the claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Stevens (Stevens), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stevens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $4,300,000.00 on July 13, 2022.

Unsuitable product recommendation, insufficient product due diligence

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Barravechia (Barravechia), currently associated with IBN Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barravechia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $348,000.00 on September 12, 2022.

Client claims unsuitable investments and misrepresentation with the purchase of GWG Holdings L Bonds. Alleged activity occurred between 2017 and 2019

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Mcarthur (Mcarthur), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcarthur recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $540,000.00 on July 31, 2025.

Unsuitability, breach of fiduciary duty, breach of contract, misrepresentation and omission; fraud; fraudulent concealment, negligent hiring, failure to supervise alleged for the period of March 2021 through June 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $540,000.00 on July 31, 2025.

Unsuitability, breach of fiduciary duty, breach of contract, misrepresentation and omission; fraud; fraudulent concealment, negligent hiring, failure to supervise

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Kieffer (Kieffer), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kieffer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on November 07, 2022.

Inadequate due diligence of product, failure to disclose possible program risks

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Gomperz (Gomperz), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gomperz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $158,000.00 on March 14, 2023.

Suitability in GWG holdings

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dagosta (Dagosta), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dagosta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 31, 2023.

Allegations of unsuitable recommendations, failure to act in client best interest, misrepresentation and lack of due diligence

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vincent Camarda (Camarda), previously associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Camarda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on June 12, 2025.

Investment recommendation in promissory note is alleged to have been inappropriately made.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Kalmus (Kalmus), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kalmus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 31, 2024.

Claimants state state unsuitable recommendation and inadequate due diligence of offerings presented by GPB Capital Holdings, LLC.

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