Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hugh Dunn (Dunn), currently associated with the Rockwell Financial Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dunn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $325,000.00 on February 08, 2022.
Alleges that Hugh Dunn charged inappropriate trades to speculative, aggressive short term growth portfolio. 2010-2021