Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hoss Esmaeili (Esmaeili), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Esmaeili recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $439,114.00 on June 26, 2025.
Client alleges unauthorized sale and transfer of funds from her account resulting in loss.