Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hortensia Llavat Tilen (Llavat Tilen), currently associated with Insigneo Securities, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Llavat Tilen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on September 01, 2020.
Client alleges over-concentration, unsuitability, scalping, violations of securities laws and FINRA rules, negligent misrepresentation and omission, breach of fiduciary duty, negligence in violation of industry standards, failure to supervise, and breach of contract (Puerto Rico bonds and closed-end funds). Includes request for interest, punitive damages, costs and rescission.