Hornor

There are Recent Customer Complaints with Broker Carl Demarco in Firm Hornor, Townsend & Kent, LLC

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carl Demarco (Demarco), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Demarco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $144,167.45 on May 02, 2025.

The customer alleges that the Financial Professional confirmed the sale of certain positions prior to the actual sale of those positions.

There are Recent Customer Complaints with Broker Steven Abraham in Firm Hornor, Townsend & Kent, LLC

June 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Abraham (Abraham), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Abraham recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 07, 2023.

The complainant alleges that the registered representative surrendered her Fixed Annuity, with a Variable Annuity, on/or about November 21, 2022, without her permission, resulting in a surrender charge and loss of bonus money, and forged her signature on the Variable Annuity application to complete the transaction.

Broker Hugh Mcguire in Hornor, Townsend & Kent, LLC Firm Has Customer Complaint

April 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hugh Mcguire (Mcguire), previously associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcguire recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on August 27, 2024.

Claimants allege that HTK financial professional misled Claimant by recommending unsuitable investments and investment strategies in various illiquid alternative investments and thereafter recommending that Claimants hold those investments despite the availability of information concerning the poor prospects of these investments.

Broker Randy Cowell in Hornor, Townsend & Kent, LLC Firm Has Customer Complaint

February 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randy Cowell (Cowell), currently associated with Hornor, Townsend & Kent, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cowell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,283.00 on November 12, 2024.

Client alleges that financial professional opened up incorrect retirement account type.

There are Recent Customer Complaints with Broker Molly Hough in Firm Hornor, Townsend & Kent, Inc.

February 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Molly Hough (Hough), previously associated with Hornor, Townsend & Kent, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Hough recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 05, 2024.

The client alleges that the underlying investment in the account did not perform as expected and that they were misled in believing that they had purchased a long-term care benefit as part of their annuity contract.