Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Honor Rodgers (Rodgers), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rodgers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,055.72 on January 12, 2026.
Client alleged they did not receive services for management fees they paid. Allegation activity dates: 06/24/2024 – 01/12/2026