Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jorge Angel Harker (Angel Harker), currently associated with Holistic Brokerage, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Angel Harker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $310,000.00 on August 15, 2025.
Customer submitted an email complaint alleging unauthorized transactions in his account, resulting in significant losses.