Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hillard Rest (Rest), previously associated with Jrl Capital Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Rest recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on March 20, 2023.
Claimants allege suitability, misrepresentation and omission of material facts, negligence, breach of fiduciary duty and failure to supervise