Articles Tagged with Guy Harrigan

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Guy Harrigan (Harrigan), previously associated with Lion Street Financial, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Harrigan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $123,000.00 on July 01, 2025.

Claimants allege damages related to the unsuitable sale of an alternative investment.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Guy Harrigan (Harrigan), previously associated with Lion Street Financial, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Harrigan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $325,000.00 on April 26, 2023.

Claim alleges damages related to the unsuitable sale of alternative investments.

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