Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gustavo Velazquez Melendez (Velazquez Melendez), currently associated with Nationwide Planning Associates INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Velazquez Melendez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $165,000.00 on June 06, 2022.
PERIOD 9/2010 TO 1/2012. Alleges Breach of fid duty, negligence, misrepresentation, nondisclosure, failure to supervise, unsuitable recommendations,and omission of facts.