Grove Point Investments

There are Recent Customer Complaints with Broker Luke Lannister in Firm Grove Point Investments, LLC

July 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Luke Lannister (Lannister), previously associated with Grove Point Investments, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lannister recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on August 29, 2023.

Client alleges that Financial Professional misrepresented a transaction-based compensation arrangement as a performance-based compensation arrangement, placed discretionary trades without the client’s prior permission, and churned the client’s account. Timeframe is May 25, 2022 to May 25, 2023.

Broker William Daniel in Grove Point Investments, LLC Firm Has Customer Complaint

June 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Daniel (Daniel), previously associated with Grove Point Investments, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Daniel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on December 19, 2023.

The Statement of Claim was filed on behalf of nine claimants against Grove Point Investments, LLC involving the same investment – NorthStar Healthcare Income REIT. Claimants allege unsuitability, overconcentration, breach of fiduciary duty and negligence. Activity occurred March 24, 2014 to February 12, 2016.

Broker Thomas Grant in Grove Point Investments, LLC Firm Has Customer Complaint

May 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Grant (Grant), currently associated with Grove Point Investments, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grant recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,745.89 on May 23, 2024.

Client alleges that Financial Professional failed to notify her of the option to exercise an income rider after reaching the age of 70 1/2, causing her to take only minimum distributions rather than the maximum withdrawal amount during the timeframe of January 2017 through December 2022.