Gpwa Tag Archives — Securities Lawyers Blog

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dean Toscano (Toscano), currently associated with Gpwa, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Toscano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on December 19, 2023.

The Claimant alleges that the financial professional sold them an alternative investment that was unsuitable The product sale took place on 8/4/2015 and the account was transferred on 11/18/2016.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Cote (Cote), currently associated with Gpwa, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Cote recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on December 19, 2023.

The Claimant alleges that the financial professional failed to adequately supervise the sale of an alternative investment by a representative under his direct supervision. The product sale took place on 8/4/2015 and the account was transferred on 11/18/2016.

Articles Tagged with Gpwa

There are Recent Customer Complaints with Broker Dean Toscano in Firm Gpwa, LLC

Broker Brian Cote in Gpwa, LLC Firm Has Customer Complaint