Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gordon Morse (Morse), previously associated with Oppenheimer & CO. INC., has at least one disclosable event. These events include one customer complaint, alleging that Morse recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,473,610.58 on August 28, 2023.
Plaintiffs allege John Woods and Michael Mooney conducted a Ponzi Scheme and that Gordon Morse and Ann Greene failed to supervise. From 2008-2021.