Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glenn Pahnke (Pahnke), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pahnke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $85,000.00 on November 01, 2020.
The clients expressed grievances that the advisor’s management of their accounts in the spring of 2020 resulted in losses.