Articles Tagged with Glendale Securities

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Barber (Barber), currently associated with Glendale Securities, INC. / Techspeed Clearing LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000,000.00 on September 15, 2025.

This Complaint details Defendants’ long-running, ongoing, securities fraud \, scheme that has defrauded investors of at least $40 million. From 2015-2023, Defendants \, sold shares in numerous corporate entities by falsely claiming that these entities had \, developed industry-disrupting technologies.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Huanwei Huang (Huang), currently associated with Glendale Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Huang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $580,000.00 on August 15, 2025.

CASE SEEKS TO OVERTURN DISMISSAL WITH PREJUDICE OF PREVIOUS CASE # 523945/2024 FILED IN KINGS COUNTY SUPREME COURT IN THE STATE OF NEW YORK. ALLEGATIONS TO BE HEARD IF PREVIOUS DISMISSAL IS OVERTURNED ARE THE SAME AS THE LAST TWO DISMISSED CASES:  BREACH OF DUTY, CONVERSION, FRAUD AND MISREPRESENTATION, UNJUST ENRICHMENT, NEGLIGENCE, EXTREME EMOTIONAL DISTRESS. TIME PERIOD: BETWEEN 2020-2023

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Huanwei Huang (Huang), currently associated with Glendale Securities, Inc., has at least one disclosable event. These events include one customer complaint, alleging that Huang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $580,000.00 on September 21, 2024.

BREACH OF DUTY, CONVERSION, FRAUD AND MISREPRESENTATION, UNJUST ENRICHMENT, NEGLIGENCE, EXTREME EMOTIONAL DISTRESS. TIME PERIOD: BETWEEN 2020-2023

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