Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glenda Greenhalgh (Greenhalgh), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Greenhalgh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 22, 2023.
Policyowner expressed concern regarding the performance of the variable annuity he purchased in 2019 and the RR’s lack of service and misrepresentation.