Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Lencke (Lencke), previously associated with Harbour Investments, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lencke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 04, 2023.
Beginning in or around 2018, Client alleges breach of contract and warranties, breach of fiduciary duty, negligence and gross negligence, misrepresentation/omission, unjust enrichment, failure to supervise and vicarious & control person liability.