Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gerald Cocuzzo (Cocuzzo), previously associated with Newbridge Securities Corporation, has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Cocuzzo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 24, 2025.
Respondent Cocuzzo failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.