Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Stills (Stills), previously associated with Securian Financial Services, INC., has at least 4 disclosable events. These events include 2 customer complaints, 2 regulatory events, alleging that Stills recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on November 09, 2021.
Stills is the subject of an order of a self-regulatory organization expelling him from a self-regulatory organization.