Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Kastanis (Kastanis), previously associated with Securities America, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kastanis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on April 14, 2021.
Claimant alleges that the registered representative made unsuitable recommendations.