Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker George Burmann (Burmann), currently associated with Cabot Lodge Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burmann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $65,000.00 on December 05, 2023.
Claimant alleges breach of fiduciary duty, negligence, breach of contract, violation of FINRA Rules 2010, 2020, 2111, 3110(a) regarding investment recommendations made during 2019-2023.