Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gayle Dilla (Dilla), currently associated with Nbc Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dilla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on September 29, 2023.
Client’s attorney alleges unauthorized withdrawals that caused the client to incur a tax liability.