Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gavin Mccleary (Mccleary), previously associated with Fbl Marketing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mccleary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,854.72 on November 18, 2022.
The client alleges the RR failed to disclose the surrender charges on a fixed annuity contract, provided poor service and forged their signature to transfer funds into the annuity to get things rolling quicker. They request the affiliate life insurance company waive the surrender charges.